✅DATA ACCESSIBILITY

The data included in the List of Public Warnings (PL: Lista ostrzeżeń publicznych – LOP) and the Database of Warnings from Foreign Supervisory Authorities (PL: Baza ostrzeżeń zagranicznych organów nadzoru – BOZON) are available on:

https://lop.knf.gov.pl/pl/lop.knf.gov.pl

The data are open and public. Pursuant to the laws applicable to the entities that have been put on the List of Public Warnings (LOP), Urząd Komisji Nadzoru Finansowego (UKNF) may publish their data.

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Pursuant to Article 6b(1) of the Act of 21 July 2006 on financial market supervision (Journal of Laws 2020, item 2059), Komisja Nadzoru Finansowego (KNF) must inform the public whenever it submits a notification of a suspected criminal offence specified in Articles 215 and 216 of the Act of 28 August 1997 on the organisation and operation of pension funds (Journal of Laws 2020, item 105, as amended), Article 171(1–3) of the Banking Law (Journal of Laws 2020, item 1896, as amended), Articles 56a and 57 of the Act of 26 October 2000 on commodity exchanges (Journal of Laws 2019, item 312), Article 430 of the Act on the business of insurance and reinsurance (Journal of Laws 2020, item 895, as amended), Articles 89 and 90 of the Act of 15 December 2017 on insurance distribution (Journal of Laws 2019, item 1881, as amended), Article 50(1) and (2) of the Act of 20 April 2004 on occupational pension schemes (Journal of Laws 2020, item 686, as amended), Article 40 of the Act of 20 April 2004 on individual retirement accounts and individual retirement protection accounts (Journal of Laws 2019, item 1808, as amended), Articles 287 and 290–296 of the Act on investment funds (Journal of Laws 2020, item 95, as amended), Article 178 of the Act of 29 July 2005 on trading in financial instruments (Journal of Laws 2021, item 328, as amended), Articles 99 and 99a of the Act of 29 July 2005 on public offering, conditions governing the introduction of financial instruments to organised trading, and public companies (Journal of Laws 2020, item 2080, as amended), and/or Articles 150 and 151 of the Act of 19 August 2011 on payment services (Journal of Laws 2020, item 794, as amended).

Under Article 6b(6) of the Act of 21 July 2006 on financial market supervision, the KNF also reports on criminal proceedings conducted ex officio or following a notification by an entity other than the KNF where the Chair of the KNF exercised their right of an aggrieved party in criminal proceedings.